Blackrock and PERAC emails and SEC FILES

🔎 SEC Filings, BlackRock Emails, and Nationwide Financial Corruption

This report is part of a broader forensic investigation into public pension manipulation, healthcare fraud, and systemic financial redirection happening across the United States. Two specific sets of files directly inform this state-level analysis:

📁 SEC Filings (CIK 9999999997, Shell Entities, BlackRock/Fidelity Reports)

The U.S. Securities and Exchange Commission (SEC) filings—particularly those involving asset managers like BlackRock, State Street, and Fidelity—expose national-scale laundering patterns through pension fund allocations, shell companies, and political donations. These filings show:

• Repeated use of the same offshore-linked CIK numbers (e.g., 9999999997) by firms operating in multiple states.
• Asset movements timed closely with political donations, then hidden via complex REITs, crypto ETFs, and SPV structures.
• Missing or redacted disclosures that suggest systemic avoidance of public accountability.

🔁 These patterns are not limited to Massachusetts—they are national. Every state pension fund uses SEC-regulated investments, and these tools can help trace hidden money flows from public budgets to private profits.

📧 BlackRock + PERAC Emails (Massachusetts Example)

The internal emails between BlackRock representatives and the Massachusetts Public Employee Retirement Administration Commission (PERAC) provide a rare inside look at how these financial actors gain access to state officials. They show:

• Coordinated meetings between BlackRock and state pension decision-makers right before large allocations.
• Private influence over public funds with no public debate or transparent process.
• Red flags that align with later financial losses to the Massachusetts retirement system.

📌 These emails are specific to Massachusetts, but they are a template:

Every state has its own version of PERAC—a public pension board, investment council, or treasury office—and similar communications are likely happening nationwide.

🛠️ What You Can Do

If you’re reading this from another state, use the Massachusetts emails and SEC filings as a template for action:

• Submit FOIA requests to your state pension board or treasurer’s office asking for meeting logs, emails, and investment memos involving:
  
• BlackRock
• Fidelity
• State Street
• KKR
• Any fund managing state employee pensions
• 
  
• Compare SEC filings (https://www.sec.gov/edgar) to public contracts and political donation records in your state
• Look for matching patterns: donation → contract → pension shift → redaction or silence

🧠 Final Note

This isn’t just about one contract, one state, or one year. It’s a repeatable financial pattern—designed to extract public wealth into private hands while hiding behind redactions, legal complexity, and political theater. These SEC records and PERAC emails help make the invisible visible.

If you’re reading this, you have everything you need to replicate this blueprint in your own state.

 

 

 

SEC.GOV Files

I looked up SPACE EXPLORATION TECHNOLOGIES CORP at sec.gov

1
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD     
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon    R.
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal     
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Hughes    Timothy    R.
Street Address 1    Street Address 2
1212 New York Avenue, NW     
City    State/Province/Country    ZIP/PostalCode
Washington    DC    20005
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne     
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke     
Street Address 1    Street Address 2
1 Letterman Drive, Building C, Suite 400     
City    State/Province/Country    ZIP/PostalCode
San Francisco    CA    94129
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Mueller    Thomas     
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Thompson    Christopher     
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Reagan    Robert     
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Ward    Jeffrey     
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Koenigsmann    Hans     
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Buzza    Timothy     
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve     
Street Address 1    Street Address 2
2882 Sand Hill Road, Suite 150     
City    State/Province/Country    ZIP/PostalCode
Menlo Park    CA    94025
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Peckham    Robert     
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Williams    Lawrence     
Street Address 1    Street Address 2
1 Rocket Road     
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))          Rule 505
      Rule 504 (b)(1)(i)    X    Rule 506
      Rule 504 (b)(1)(ii)          Securities Act Section 4(5)
      Rule 504 (b)(1)(iii)          Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2009-03-18              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security          Other (describe)
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $60,000,000    USD    
or          Indefinite
Total Amount Sold    $15,025,000    USD
Total Remaining to be Sold    $44,975,000    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
7
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    Timothy R. Hughes    Timothy R. Hughes    Chief Counsel    2009-03-30
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

2
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon    R.
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1050 Walnut Street, Suite 202
City    State/Province/Country    ZIP/PostalCode
Boulder    COLORADO    80302
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Hughes    Timothy    R.
Street Address 1    Street Address 2
1030 15th Street, NW, Suite 450
City    State/Province/Country    ZIP/PostalCode
Washington    DISTRICT OF COLUMBIA    20005
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Letterman Drive, Building C, Suite 400
City    State/Province/Country    ZIP/PostalCode
San Francisco    CALIFORNIA    94129
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Mueller    Thomas
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Thompson    Christopher
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Reagan    Robert
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Ward    Jeffrey
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Koenigsmann    Hans
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Buzza    Timothy
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
2882 Sand Hill Road, Suite 150
City    State/Province/Country    ZIP/PostalCode
Menlo Park    CALIFORNIA    94025
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
200 South Michigan Avenue, Suite 1020
City    State/Province/Country    ZIP/PostalCode
Chicago    ILLINOIS    60604
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Williams    Lawrence
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Vander Weg    Marv
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Bowersox    Ken
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Fielder    Jerry
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Spikes    Branden
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))          Rule 505
      Rule 504 (b)(1)(i)    X    Rule 506
      Rule 504 (b)(1)(ii)          Securities Act Section 4(5)
      Rule 504 (b)(1)(iii)          Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2010-10-28              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security          Other (describe)
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $50,625,000    USD    
or          Indefinite
Total Amount Sold    $50,199,998    USD
Total Remaining to be Sold    $425,002    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
16
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Timothy R. Hughes    Timothy R. Hughes    Chief Counsel    2010-11-09
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

3
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Hughes    Tim
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
      Rule 505
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2015-01-20              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Preferred Stock can convert to Common Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $1,000,000,000    USD    
or          Indefinite
Total Amount Sold    $999,999,925    USD
Total Remaining to be Sold    $75    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
13
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Regulation D for one of the reasons stated in Rule 505(b)(2)(iii) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/ Timothy R. Hughes    Timothy R. Hughes    General Counsel    2015-01-26
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

4
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636000
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harris    David
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2017-07-26              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $351,000,000    USD    
or          Indefinite
Total Amount Sold    $349,999,920    USD
Total Remaining to be Sold    $1,000,080    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
21
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy General Counsel    2017-08-08
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

5
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harris    David
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

      New Notice        Date of First Sale    2017-07-26              First Sale Yet to Occur
X    Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $449,999,820    USD    
or          Indefinite
Total Amount Sold    $449,999,820    USD
Total Remaining to be Sold    $0    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
25
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy General Counsel    2017-11-27
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

6
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2018-04-05              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $500,000,189    USD    
or          Indefinite
Total Amount Sold    $214,000,137    USD
Total Remaining to be Sold    $286,000,052    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
15
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/David Harris    David Harris    Acting General Counsel    2018-04-18
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

7
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2018-12-21              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $499,999,992    USD    
or          Indefinite
Total Amount Sold    $273,199,776    USD
Total Remaining to be Sold    $226,800,216    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
8
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy General Counsel    2019-01-03
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

8
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2019-04-08              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $399,999,936    USD    
or          Indefinite
Total Amount Sold    $43,999,332    USD
Total Remaining to be Sold    $356,000,604    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
5
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy Chief Counsel    2019-04-17
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

9
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

      New Notice        Date of First Sale    2019-04-08              First Sale Yet to Occur
X    Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $540,744,228    USD    
or          Indefinite
Total Amount Sold    $535,744,188    USD
Total Remaining to be Sold    $5,000,040    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
5
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy Chief Counsel    2019-05-24
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

10
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

      New Notice        Date of First Sale    2018-12-21              First Sale Yet to Occur
X    Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $499,999,992    USD    
or          Indefinite
Total Amount Sold    $486,198,978    USD
Total Remaining to be Sold    $13,801,014    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
8
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy General Counsel    2019-05-24
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

11
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2019-06-24              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $313,999,846    USD    
or          Indefinite
Total Amount Sold    $214,000,000    USD
Total Remaining to be Sold    $99,999,846    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
1
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy General Counsel    2019-07-09
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

12
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2020-02-28              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $250,000,000    USD    
or          Indefinite
Total Amount Sold    $221,224,520    USD
Total Remaining to be Sold    $28,775,480    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
11
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy General Counsel    2020-03-13
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

13

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

      New Notice        Date of First Sale    2020-02-28              First Sale Yet to Occur
X    Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $349,999,540    USD    
or          Indefinite
Total Amount Sold    $346,224,340    USD
Total Remaining to be Sold    $3,775,200    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
16
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy General Counsel    2020-05-26
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

14
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636000
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2020-08-04              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Common Stock issuable upon conversion of Preferred Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $2,066,446,620    USD    
or          Indefinite
Total Amount Sold    $1,901,446,920    USD
Total Remaining to be Sold    $164,999,700    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
75
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy General Counsel    2020-08-18
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

15
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2021-02-16              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security          Other (describe)
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $849,999,701    USD    
or          Indefinite
Total Amount Sold    $849,995,922    USD
Total Remaining to be Sold    $3,779    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
69
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy General Counsel    2021-02-23
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

16
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

      New Notice        Date of First Sale    2021-02-16              First Sale Yet to Occur
X    Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security          Other (describe)
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $1,164,061,924    USD    
or          Indefinite
Total Amount Sold    $1,164,061,924    USD
Total Remaining to be Sold    $0    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
99
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/Michael Sagan    Michael Sagan    Deputy General Counsel    2021-04-14
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

17





The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2021-11-01              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    X    Other (describe)
Class A Common Stock.
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
X    Yes          No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $388,195,917    USD    
or          Indefinite
Total Amount Sold    $344,836,569    USD
Total Remaining to be Sold    $43,359,348    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
44
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/ Michael Sagan    Michael Sagan    Deputy General Counsel    2021-11-15
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

18
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
Musk    Elon
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Musk    Kimbal
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Nosek    Luke
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Jurvetson    Steve
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Shotwell    Gwynne
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Gracias    Antonio
Street Address 1    Street Address 2
1 Rocket    Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Harrison    Donald
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
Johnsen    Bret
Street Address 1    Street Address 2
1 Rocket Road
City    State/Province/Country    ZIP/PostalCode
Hawthorne    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2021-12-14              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security          Other (describe)
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $337,355,200    USD    
or          Indefinite
Total Amount Sold    $337,355,200    USD
Total Remaining to be Sold    $0    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
35
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    Michael Sagan    Michael Sagan    Deputy General Counsel    2021-12-29
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

19
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
MUSK    ELON
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
NOSEK    LUKE
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
JURVESTON    STEVE
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
SHOTWELL    GWYNNE
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
GRACIAS    ANTONIO
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
HARRISON    DONALD
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
JOHNSEN    BRET
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2022-05-27              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security          Other (describe)
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $1,724,965,480    USD    
or          Indefinite
Total Amount Sold    $1,684,965,520    USD
Total Remaining to be Sold    $39,999,960    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
74
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    Michael Sagan    Michael Sagan    Sr. Director, Legal    2022-06-13
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

20
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
MUSK    ELON
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
NOSEK    LUKE
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
JURVESTON    STEVE
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
SHOTWELL    GWYNNE
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
GRACIAS    ANTONIO
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
HARRISON    DONALD
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
JOHNSEN    BRET
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

      New Notice        Date of First Sale    2022-05-27              First Sale Yet to Occur
X    Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security          Other (describe)
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $1,724,965,480    USD    
or          Indefinite
Total Amount Sold    $1,724,965,480    USD
Total Remaining to be Sold    $0    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
74
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    /s/ Michael Sagan    Michael Sagan    Sr. Director, Legal    2022-06-30
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.

21
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number:    3235-0076
Estimated average burden
hours per response:    4.00
1. Issuer's Identity

CIK (Filer ID Number)    Previous Names    
X    None
Entity Type
0001181412        
X    Corporation
      Limited Partnership
      Limited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
X    Over Five Years Ago
      Within Last Five Years (Specify Year)    
      Yet to Be Formed
2. Principal Place of Business and Contact Information

Name of Issuer
SPACE EXPLORATION TECHNOLOGIES CORP
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode    Phone Number of Issuer
HAWTHORNE    CALIFORNIA    90250    3103636220
3. Related Persons

Last Name    First Name    Middle Name
MUSK    ELON
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
NOSEK    LUKE
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
JURVESTON    STEVE
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
SHOTWELL    GWYNNE
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:    X    Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
GRACIAS    ANTONIO
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
HARRISON    DONALD
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:          Executive Officer    X    Director          Promoter
Clarification of Response (if Necessary):

Last Name    First Name    Middle Name
JOHNSEN    BRET
Street Address 1    Street Address 2
1 ROCKET ROAD
City    State/Province/Country    ZIP/PostalCode
HAWTHORNE    CALIFORNIA    90250
Relationship:    X    Executive Officer          Director          Promoter
Clarification of Response (if Necessary):

4. Industry Group

      Agriculture
Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
      Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
      Yes          No
      Other Banking & Financial Services
      Business Services
Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
  
Retailing
  
Restaurants
Technology
      Computers
      Telecommunications
X    Other Technology
Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
  
Other
5. Issuer Size

Revenue Range    OR    Aggregate Net Asset Value Range
      No Revenues          No Aggregate Net Asset Value
      $1 - $1,000,000          $1 - $5,000,000
      $1,000,001 - $5,000,000          $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000          $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000          $50,000,001 - $100,000,000
      Over $100,000,000          Over $100,000,000
X    Decline to Disclose          Decline to Disclose
      Not Applicable          Not Applicable
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
X    Rule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
      Investment Company Act Section 3(c)
      Section 3(c)(1)          Section 3(c)(9)  
      Section 3(c)(2)          Section 3(c)(10)
      Section 3(c)(3)          Section 3(c)(11)
      Section 3(c)(4)          Section 3(c)(12)
      Section 3(c)(5)          Section 3(c)(13)
      Section 3(c)(6)          Section 3(c)(14)
      Section 3(c)(7)
7. Type of Filing

X    New Notice        Date of First Sale    2022-07-20              First Sale Yet to Occur
      Amendment
8. Duration of Offering

Does the Issuer intend this offering to last more than one year?        
      Yes    X    No
9. Type(s) of Securities Offered (select all that apply)

X    Equity          Pooled Investment Fund Interests
      Debt          Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security          Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security          Other (describe)
10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?        
      Yes    X    No
Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor    $0    USD
12. Sales Compensation

Recipient    
Recipient CRD Number    X    None
(Associated) Broker or Dealer    X    None
(Associated) Broker or Dealer CRD Number    X    None
Street Address 1    Street Address 2
City    State/Province/Country    ZIP/Postal Code
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States          All States
      Foreign/non-US
13. Offering and Sales Amounts

Total Offering Amount    $249,999,890    USD    
or          Indefinite
Total Amount Sold    $249,999,890    USD
Total Remaining to be Sold    $0    USD    
or          Indefinite
Clarification of Response (if Necessary):

14. Investors

  
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.    
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:    
5
15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions    $0    USD    
      Estimate
Finders' Fees    $0    USD    
      Estimate
Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$0    USD    
      Estimate
Clarification of Response (if Necessary):

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).
Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer    Signature    Name of Signer    Title    Date
SPACE EXPLORATION TECHNOLOGIES CORP    Michael Sagan    Michael Sagan    Sr. Director, Legal    2022-08-05
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.



Need FOIA for infor. 

REGDEX    
Notice of Sale of Securities [Regulation D and Section 4(6) of the Securities Act of 1933] Open documentFilingOpen filing
2008-08-04    
REGDEX    
Notice of Sale of Securities [Regulation D and Section 4(6) of the Securities Act of 1933] Open documentFilingOpen filing
2007-03-07    
REGDEX    
Notice of Sale of Securities [Regulation D and Section 4(6) of the Securities Act of 1933] Open documentFilingOpen filing
2005-03-11    
REGDEX/A    
Notice of Sale of Securities [Regulation D and Section 4(6) of the Securities Act of 1933] - amendmentOpen document FilingOpen filing
2002-12-26    
REGDEX    
Notice of Sale of Securities [Regulation D and Section 4(6) of the Securities Act of 1933] Open documentFilingOpen filing
2002-08-19    

<DOCUMENT>
<TYPE>REGDEX
<SEQUENCE>1
<FILENAME>9999999997-08-034955.paper
<DESCRIPTION>AUTO-GENERATED PAPER DOCUMENT
<TEXT>
This document was generated as part of a paper submission.
Please reference the Document Control Number 08057076 for access to the original document.
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>REGDEX
<SEQUENCE>1
<FILENAME>9999999997-07-012379.paper
<DESCRIPTION>AUTO-GENERATED PAPER DOCUMENT
<TEXT>
This document was generated as part of a paper submission.
Please reference the Document Control Number 07047406 for access to the original document.
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>REGDEX
<SEQUENCE>1
<FILENAME>9999999997-05-011871.paper
<DESCRIPTION>AUTO-GENERATED PAPER DOCUMENT
<TEXT>
This document was generated as part of a paper submission.
Please reference the Document Control Number 05047130 for access to the original document.
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>REGDEX/A
<SEQUENCE>1
<FILENAME>9999999997-02-062386.paper
<DESCRIPTION>AUTO-GENERATED PAPER DOCUMENT
<TEXT>
This document was generated as part of a paper submission.
Please reference the Document Control Number 02068190 for access to the original document.
</TEXT>
</DOCUMENT>

<DOCUMENT>
<TYPE>REGDEX
<SEQUENCE>1
<FILENAME>9999999997-02-047442.paper
<DESCRIPTION>AUTO-GENERATED PAPER DOCUMENT
<TEXT>
This document was generated as part of a paper submission.
Please reference the Document Control Number 02052105 for access to the original document.
</TEXT>
</DOCUMENT>

PERAC RETIREMENT WITH BLACKROCK EMAILS

1 

From: Galvin, John P. (PER)
To: D"Arcy, Tim
Subject: Re: Hi John!!
Date: Thursday, May 9, 2024 10:01:33 AM
Attachments: image004.png
image005.png
image001.png
image.png
hey- just waiting for this to load..
From: D'Arcy, Tim
Sent: Tuesday, May 7, 2024 1:49 PM
To: Galvin, John P. (PER)
Subject: RE: Hi John!!
10:00 – 11:00 works! I’ll send a calendar invite.
TD
Timothy R. D’Arcy
Managing Director I BlackRock
Alternatives Specialist Team
Mobile: (+1) 617.571.9767
Office: (+1) 617.342.1633
BlackRock logo
From: Galvin, John P. (PER)
Sent: Tuesday, May 7, 2024 1:13 PM
To: D'Arcy, Tim
Subject: RE: Hi John!!
External Email: Use caution with links and attachments
I’m free after 9 till 12.
Thank you,
John
John Galvin
Compliance Officer
Public Employee Retirement Administration Commission
5 Middlesex Ave., Suite 304
Somerville, MA 02145
Phone: 617-591-8927
John.P.Galvin@mass.gov
From: D'Arcy, Tim <timothy.darcy@blackrock.com>
Sent: Tuesday, May 7, 2024 1:02 PM
To: Galvin, John P. (PER) <John.P.Galvin@mass.gov>
Subject: RE: Hi John!!
CAUTION: This email originated from a sender outside of the Commonwealth of
Massachusetts mail system. Do not click on links or open attachments unless you
recognize the sender and know the content is safe.
CAUTION: This email originated from a sender outside of the Commonwealth of
Massachusetts mail system. Do not click on links or open attachments unless you
recognize the sender and know the content is safe.
Thanks so much John! Yes! What time is good for you?
Timothy R. D’Arcy
Managing Director I BlackRock
Alternatives Specialist Team
Mobile: (+1) 617.571.9767
Office: (+1) 617.342.1633
BlackRock logo
From: Galvin, John P. (PER) <John.P.Galvin@mass.gov>
Sent: Tuesday, May 7, 2024 1:01 PM
To: D'Arcy, Tim <timothy.darcy@blackrock.com>
Subject: RE: Hi John!!
External Email: Use caution with links and attachments
Hi Tim,
Good to hear from you and congratulations on the move!
Yes, of course I can help. Will Thursday morning work?
Thank you,
John
John Galvin
Compliance Officer
Public Employee Retirement Administration Commission
5 Middlesex Ave., Suite 304
Somerville, MA 02145
Phone: 617-591-8927
John.P.Galvin@mass.gov
From: D'Arcy, Tim <timothy.darcy@blackrock.com>
Sent: Tuesday, May 7, 2024 12:58 PM
To: Galvin, John P. (PER) <John.P.Galvin@mass.gov>
Subject: Hi John!!
Hi John! I hope you’re well!
Coming to you from BlackRock now! I miss talking to you guys on the Boston business at
Hamilton Lane, I hope things are going smoothly. They will be extremely helpful in
developing and executing the plan I’m sure of it. If you have any questions or concerns on
that front, please reach out to me and I’m sure I can be helpful.
One quick question from my side. Now that I’m here at BlackRock, I’m trying got be helpful
to them on the Mass Public Pensions and how to work with the plan directly as well as work
closely with PERAC. To that end, there is a live example that BlackRock has some
questions on. Specifically, as it relates to the active RFP MWRA has targeting secondaries
investments.
BlackRock would like to respond to the RFP but wants to make sure they are doing
everything they can to satisfy the PERAC disclosures.
Would you mind getting on the phone with me and a colleague from BlackRock just to
answer a few short questions related to the disclosures at the front-end of an RFP process?
Thanks so much in advance John, I really appreciate it.
Be well,
TD
Timothy R. D’Arcy
Managing Director I BlackRock
Alternatives Specialist Team
Mobile: (+1) 617.571.9767
Office: (+1) 617.342.1633
BlackRock logo
This message may contain information that is confidential or privileged. If you are not the intended
recipient, please advise the sender immediately and delete this message. See
http://www.blackrock.com/corporate/compliance/email-disclaimers for further information. Please refer to
http://www.blackrock.com/corporate/compliance/privacy-policy for more information about BlackRock’s
Privacy Policy.
For a list of BlackRock's office addresses worldwide, see http://www.blackrock.com/corporate/about-
us/contacts-locations.
© 2024 BlackRock, Inc. All rights reserved.
CONFIDENTIALITY NOTICE This electronic message and any attachments are intended only for the addressee(s) and contains
information that may be privileged and confidential. If you are not the intended recipient, please notify the sender by reply email and
immediately delete this message. Use, disclosure or reproduction of this email by anyone other than the intended recipient(s) is strictly
prohibited. Thank you.
CONFIDENTIALITY NOTICE This electronic message and any attachments are intended only for the addressee(s) and contains
information that may be privileged and confidential. If you are not the intended recipient, please notify the sender by reply email and
immediately delete this message. Use, disclosure or reproduction of this email by anyone other than the intended recipient(s) is strictly
prohibited. Thank you.

 

2 

CAUTION: This email originated from a sender outside of the Commonwealth of
Massachusetts mail system. Do not click on links or open attachments unless you
recognize the sender and know the content is safe.
From: Galvin, John P. (PER) John.P.Galvin@mass.gov
To: Dasaro, James james.dasaro@blackrock.com
Cc: Brandwein, Sarah sarah.brandwein@blackrock.com ; Xiao, Miley aiyin.xiao@blackrock.com ; Ford, Conor Conor.Ford@blackrock.com
Subject: RE: PROSPER Application Access - BlackRock
Date: Tuesday, July 8, 2025 7:44:00 AM
Attachments: image001.png
Hi James,
Yes, great long weekend and I hope the same for all of you!
Sara, Miley, Conor- a registration email will come under separate cover for access to the
site.
If you need any help , or have questions using the site, please let me know.
Thank you,
John
John Galvin
Compliance Manager
Public Employee Retirement Administration Commission
10 Cabot Road, Suite 300
Medford, MA 02155
Phone: 617-591-8927
John.P.Galvin@mass.gov
From: Dasaro, James <james.dasaro@blackrock.com>
Sent: Monday, July 7, 2025 10:07 AM
To: Galvin, John P. (PER) <John.P.Galvin@mass.gov>
Cc: Brandwein, Sarah <sarah.brandwein@blackrock.com>; Xiao, Miley <aiyin.xiao@blackrock.com>;
Ford, Conor <Conor.Ford@blackrock.com>
Subject: PROSPER Application Access - BlackRock
Hi John,
Hope all has been well and that you enjoyed the long weekend! Would you be able to help provide
access to the PROSPER portal to my colleagues copied in here?
Best,
James
James Dasaro
Director, Client Experience Management
Phone: +1.212.810.8872
Email: james.dasaro@blackrock.com
BLK Logo
This message may contain information that is confidential or privileged. If you are not the intended recipient, please
advise the sender immediately and delete this message. See
https://www.blackrock.com/corporate/compliance/email-disclaimers for further information. Please refer to
https://www.blackrock.com/corporate/compliance/privacy-policy for more information about BlackRock’s Privacy
Policy.
For a list of BlackRock's office addresses worldwide, see https://www.blackrock.com/corporate/about-us/contacts-
locations.
© 2025 BlackRock, Inc. All rights reserved. 


my emails, how I got the two emails above.

Public Records Request – PERAC Investment Records 2024–2025

• 
  

Ricky Stebbins

To:  felicia.m.mcginniss@mass.gov, and 10 others · Mon, Jul 7 at 1:10 AM

De Luca, Caroline E. (CSC)

To:  me · Mon, Jul 7 at 12:58 PM

McGinniss, Felicia M. (PER)

To:  me, Cc:  Duane, · Tue, Jul 8 at 9:36 AM

Message Body

Good Morning Mr. Stebbins,

 

PERAC has received your below Public Records Request; however, we are unable to comply with a majority of said request as PERAC itself does not conduct any type of investments. 

 

PERAC is the regulatory agency that oversees the 104 retirement systems in the Commonwealth.  We assist the retirement boards and ensure that our retirement law, Chapter 32, is applied uniformly throughout the systems.  PERAC itself does not enter into or handle any investments.  Each of the 104 retirement boards conduct their own investments and handle the management of the funds of that system.  As such, we are unable to supply any investment schedules or asset allocation reports.

 

I have attached copies of 2 emails between PERAC and Blackrock, but again, these are only advisory emails about responding to RFPs sent out by retirement boards. 

 

I would suggest that you send this request to each of the 104 retirement systems to see if any of them can provide the information that you seek.  I would also suggest sending this request to the Massachusetts Pension Reserves Investment Management (IPRIM) Board as they are the ones that handle investing funds of certain retirement boards.

 

Best,

 

Felicia

 

Felicia McGinniss, Esq.

Senior Associate General Counsel

Public Employee Retirement Administration Commission

10 Cabot Road, Suite 300

Medford, MA 02155

(617) 666-4446, ext. 909

www.mass.gov/perac

 

**Please note our new address (effective immediately).

 

From: Ricky Stebbins <thestebbman@yahoo.com>
Sent: Monday, July 7, 2025 1:11 AM

---

CONFIDENTIALITY NOTICE This electronic message and any attachments are intended only for the addressee(s) and contains information that may be privileged and confidential. If you are not the intended recipient, please notify the sender by reply email and immediately delete this message. Use, disclosure or reproduction of this email by anyone other than the intended recipient(s) is strictly prohibited. Thank you.

---

2 attachments

Ricky Stebbins

To:  Felicia · Wed, Jul 9 at 9:51 AM

Message Body

To: Felicia McGinniss, Esq.

Senior Associate General Counsel

Public Employee Retirement Administration Commission (PERAC)

Dear Ms. McGinniss,

Thank you for your response and for providing the two emails between PERAC and BlackRock. I appreciate your time and transparency.

However, after carefully reviewing these emails and cross-referencing them with public records and vendor access logs, I now have several follow-up questions and requests for clarification. These are based on inconsistencies between your written statements and the role PERAC appears to play in pension vendor coordination and disclosures.

🔍 

Clarification Questions

1. Vendor Coordination and Investment Gatekeeping
   
• Why is PERAC advising vendors such as BlackRock on how to respond to individual retirement board RFPs if PERAC does not conduct or influence investments?
• What legal or regulatory authority allows PERAC to instruct vendors on compliance for board-specific RFPs (e.g., MWRA)?
• How frequently does PERAC correspond directly with private investment firms about open RFPs?
2. 
   
3. PROSPER Portal Access
   
• What data fields or modules within the PROSPER portal were accessed by BlackRock employees?
• Are outside vendors’ portal access logs retained? If so, I formally request them for the BlackRock accounts added in the attached emails.
• Under what criteria does PERAC grant vendor access to PROSPER?
4. 
   
5. Undisclosed Investment Influence
   
• How many vendors have contacted PERAC to clarify or satisfy PERAC disclosures before responding to RFPs over the last 5 years?
• Is PERAC involved in the review, guidance, or approval of investment firms participating in retirement board selections?
• Has PERAC ever provided verbal guidance or informal steering that is not documented in email or written form?
6. 
   
7. Disclosure Gaps and Transparency Compliance
   
• Do PERAC officers or contractors (e.g., John Galvin) attend investment committee meetings or vendor pitches, even informally?
• Does PERAC maintain internal records of vendor-related communications that are not cataloged under public procurement systems?
• Has PERAC coordinated with third-party platforms such as BlackRock, Hamilton Lane, or PRIM to shape or influence RFP outcomes?
8. 
   

📑 

Public Records Request Expansion

In accordance with Massachusetts public records law, I hereby formally request:

1. All communications (email, internal memos, meeting notes) between PERAC employees and any vendor or investment firm from 2018 to 2025 that reference:
   
• PROSPER portal access
• RFP responses or disclosures
• BlackRock, PRIM, Hamilton Lane, or any vendor managing public retirement funds
2. 
   
3. All access logs to the PROSPER system from external IP addresses or users affiliated with investment vendors, including but not limited to:
   
• BlackRock
• Hamilton Lane
• State Street
• Vanguard
• PRIM-affiliated firms
4. 
   
5. All internal policies, memos, or training materials that:
   
• Define PERAC’s role in vendor guidance
• Explain what constitutes “investment influence” or “advisory capacity” within PERAC’s compliance obligations
6. 
   

⚠️ 

Notice of Legal and Public Oversight Interest

Due to the serious financial and ethical implications of possible undisclosed influence over public retirement funds, this request is part of a larger transparency initiative involving oversight bodies, investigative journalists, and legal analysts.

If PERAC has in any way misrepresented its level of involvement in pension investment decisions or vendor guidance, that would constitute a breach of public trust with implications under state ethics and procurement laws (e.g., M.G.L. c. 268A and c. 30B).

This is not a generic fishing expedition. It is a focused inquiry into patterns of selective access, behind-the-scenes gatekeeping, and potential conflicts of interest affecting millions in public retirement assets.

I respectfully ask that you treat this request with the seriousness it deserves.

Sincerely,

Ricky Stebbins

---

2 attachments

McGinniss, Felicia M. (PER)

To:  me, Cc:  Duane,, and 1 other · Wed, Jul 9 at 2:32 PM

Message Body

Good Afternoon Mr. Stebbins,

 

PERAC is in receipt of your additional questions and request.  Based on the questions below, this request has diverged from a general Public Records Request.  As such, PERAC will be opening this as an official “opinion letter” so that we may send you out a more detailed letter addressing each of your questions.  We will also provide any and all records that we can that is pursuant to your second request.

 

At this time, it will take us at least 2 months to compile all the requested records since it is almost 10 years of documentation and provide a detailed, written response.  We will send out the official letter and documents via first class mail to your address listed in your email.

 

Please let me know if you have any questions in the meantime.

 

Felicia

 

Felicia McGinniss, Esq.

Senior Associate General Counsel

Public Employee Retirement Administration Commission

10 Cabot Road, Suite 300

Medford, MA 02155

(617) 666-4446, ext. 909

www.mass.gov/perac

 

**Please note our new address (effective immediately).

 

From: Ricky Stebbins <thestebbman@yahoo.com>
Sent: Wednesday, July 9, 2025 9:52 AM
To: McGinniss, Felicia M. (PER) <Felicia.M.McGinniss@mass.gov>
Subject: Re: Public Records Request – PERAC Investment Records 2024–2025

 

CAUTION: This email originated from a sender outside of the Commonwealth of Massachusetts mail system.  Do not click on links or open attachments unless you recognize the sender and know the content is safe.

 

 

 

To: Felicia McGinniss, Esq.

Senior Associate General Counsel

Public Employee Retirement Administration Commission (PERAC)

 

 

 

Dear Ms. McGinniss,

 

Thank you for your response and for providing the two emails between PERAC and BlackRock. I appreciate your time and transparency.

 

However, after carefully reviewing these emails and cross-referencing them with public records and vendor access logs, I now have several follow-up questions and requests for clarification. These are based on inconsistencies between your written statements and the role PERAC appears to play in pension vendor coordination and disclosures.

 

 

 

 

🔍 

Clarification Questions

 

 

1. Vendor Coordination and Investment Gatekeeping
   
   

• Why is PERAC advising vendors such as BlackRock on how to respond to individual retirement board RFPs if PERAC does not conduct or influence investments?
• What legal or regulatory authority allows PERAC to instruct vendors on compliance for board-specific RFPs (e.g., MWRA)?
• How frequently does PERAC correspond directly with private investment firms about open RFPs?

2.  
3. PROSPER Portal Access
   
   

• What data fields or modules within the PROSPER portal were accessed by BlackRock employees?
• Are outside vendors’ portal access logs retained? If so, I formally request them for the BlackRock accounts added in the attached emails.
• Under what criteria does PERAC grant vendor access to PROSPER?

4.  
5. Undisclosed Investment Influence
   
   

• How many vendors have contacted PERAC to clarify or satisfy PERAC disclosures before responding to RFPs over the last 5 years?
• Is PERAC involved in the review, guidance, or approval of investment firms participating in retirement board selections?
• Has PERAC ever provided verbal guidance or informal steering that is not documented in email or written form?

6.  
7. Disclosure Gaps and Transparency Compliance
   
   

• Do PERAC officers or contractors (e.g., John Galvin) attend investment committee meetings or vendor pitches, even informally?
• Does PERAC maintain internal records of vendor-related communications that are not cataloged under public procurement systems?
• Has PERAC coordinated with third-party platforms such as BlackRock, Hamilton Lane, or PRIM to shape or influence RFP outcomes?

8.  

 

 

 

 

 

📑 

Public Records Request Expansion

 

 

In accordance with Massachusetts public records law, I hereby formally request:

 

1. All communications (email, internal memos, meeting notes) between PERAC employees and any vendor or investment firm from 2018 to 2025 that reference:
   
   

• PROSPER portal access
• RFP responses or disclosures
• BlackRock, PRIM, Hamilton Lane, or any vendor managing public retirement funds

2.  
3. All access logs to the PROSPER system from external IP addresses or users affiliated with investment vendors, including but not limited to:
   
   

• BlackRock
• Hamilton Lane
• State Street
• Vanguard
• PRIM-affiliated firms

4.  
5. All internal policies, memos, or training materials that:
   
   

• Define PERAC’s role in vendor guidance
• Explain what constitutes “investment influence” or “advisory capacity” within PERAC’s compliance obligations

6.  

 

 

 

 

 

⚠️ 

Notice of Legal and Public Oversight Interest

 

 

Due to the serious financial and ethical implications of possible undisclosed influence over public retirement funds, this request is part of a larger transparency initiative involving oversight bodies, investigative journalists, and legal analysts.

 

If PERAC has in any way misrepresented its level of involvement in pension investment decisions or vendor guidance, that would constitute a breach of public trust with implications under state ethics and procurement laws (e.g., M.G.L. c. 268A and c. 30B).

 

This is not a generic fishing expedition. It is a focused inquiry into patterns of selective access, behind-the-scenes gatekeeping, and potential conflicts of interest affecting millions in public retirement assets.

 

I respectfully ask that you treat this request with the seriousness it deserves.

 

 

 

Sincerely,

Ricky Stebbins

 

On Jul 8, 2025, at 9:36 AM, McGinniss, Felicia M. (PER) <Felicia.M.McGinniss@mass.gov> wrote:



Good Morning Mr. Stebbins,

 

PERAC has received your below Public Records Request; however, we are unable to comply with a majority of said request as PERAC itself does not conduct any type of investments. 

 

PERAC is the regulatory agency that oversees the 104 retirement systems in the Commonwealth.  We assist the retirement boards and ensure that our retirement law, Chapter 32, is applied uniformly throughout the systems.  PERAC itself does not enter into or handle any investments.  Each of the 104 retirement boards conduct their own investments and handle the management of the funds of that system.  As such, we are unable to supply any investment schedules or asset allocation reports.

 

I have attached copies of 2 emails between PERAC and Blackrock, but again, these are only advisory emails about responding to RFPs sent out by retirement boards. 

 

I would suggest that you send this request to each of the 104 retirement systems to see if any of them can provide the information that you seek.  I would also suggest sending this request to the Massachusetts Pension Reserves Investment Management (IPRIM) Board as they are the ones that handle investing funds of certain retirement boards.

 

Best,

 

Felicia

 

Felicia McGinniss, Esq.

Senior Associate General Counsel

Public Employee Retirement Administration Commission

10 Cabot Road, Suite 300

Medford, MA 02155

(617) 666-4446, ext. 909

www.mass.gov/perac

 

**Please note our new address (effective immediately).

 

From: Ricky Stebbins <thestebbman@yahoo.com>
Sent: Monday, July 7, 2025 1:11 AM
To: McGinniss, Felicia M. (PER) <Felicia.M.McGinniss@mass.gov>; recordsrequests@sec.state.ma.us; Dunker, Natacha A. (PER) <Natacha.A.Dunker@mass.gov>; Bowman, Christopher (CSC) <christopher.bowman@mass.gov>; Stein, Paul (CSC) <paul.m.stein@mass.gov>; Cynthia.Ittleman@state.ma.us; Camuso, Paul A. (CSC) <paul.a.camuso@mass.gov>; zzTivnan, Kevin M (CSC) <kevin.m.tivnan@mass.gov>; Diaz, Medes (CSC) <medes.diaz@mass.gov>; treasury.web@tre.state.ma.us; EOEEA (EEA) <EEA@mass.gov>
Subject: Public Records Request – PERAC Investment Records 2024–2025

 

CAUTION: This email originated from a sender outside of the Commonwealth of Massachusetts mail system.  Do not click on links or open attachments unless you recognize the sender and know the content is safe.

 



 Dear Records Access Officer,

 

Under the Massachusetts Public Records Law, M.G.L. c. 66, I am requesting access to the following public records:

 

• All investment schedules and asset allocation reports from January 1, 2024, to present related to the Massachusetts Public Employee Retirement Administration Commission (PERAC), specifically including:

• BlackRock Exchange Traded Fund (ETF) holdings, including but not limited to crypto ETFs.
• Investments in cryptocurrency mining companies, including but not limited to Riot Platforms, Marathon Digital Holdings, and Bitdeer Technologies.

•  
• All communications, meeting minutes, and correspondence from January 1, 2024, to present between PERAC officials and:

• Larry Fink (BlackRock CEO)
• Maura Healey (Governor of Massachusetts)
• Representatives of BlackRock
• Representatives of cryptocurrency companies

•  

 

 

If the total cost to fulfill this request will exceed $50, please contact me with an estimate before proceeding. If possible, I prefer to receive records electronically via email.

 

If any part of this request is denied, please provide the specific exemption(s) you believe justify withholding the records and inform me of the appeal process.

 

Thank you for your attention to this request. I look forward to your response within the 10 business days provided under Massachusetts law.

 

Sincerely,

Richard stebbins

54 Hope st

Springfield, MA 01119

413-949-1925

---

CONFIDENTIALITY NOTICE This electronic message and any attachments are intended only for the addressee(s) and contains information that may be privileged and confidential. If you are not the intended recipient, please notify the sender by reply email and immediately delete this message. Use, disclosure or reproduction of this email by anyone other than the intended recipient(s) is strictly prohibited. Thank you.

---

CONFIDENTIALITY NOTICE This electronic message and any attachments are intended only for the addressee(s) and contains information that may be privileged and confidential. If you are not the intended recipient, please notify the sender by reply email and immediately delete this message. Use, disclosure or reproduction of this email by anyone other than the intended recipient(s) is strictly prohibited. Thank you.

Message Body



 Dear Records Access Officer,

Under the Massachusetts Public Records Law, M.G.L. c. 66, I am requesting access to the following public records:

• All investment schedules and asset allocation reports from January 1, 2024, to present related to the Massachusetts Public Employee Retirement Administration Commission (PERAC), specifically including:
  
• BlackRock Exchange Traded Fund (ETF) holdings, including but not limited to crypto ETFs.
• Investments in cryptocurrency mining companies, including but not limited to Riot Platforms, Marathon Digital Holdings, and Bitdeer Technologies.
• 
  
• All communications, meeting minutes, and correspondence from January 1, 2024, to present between PERAC officials and:
  
• Larry Fink (BlackRock CEO)
• Maura Healey (Governor of Massachusetts)
• Representatives of BlackRock
• Representatives of cryptocurrency companies
• 
  

If the total cost to fulfill this request will exceed $50, please contact me with an estimate before proceeding. If possible, I prefer to receive records electronically via email.

If any part of this request is denied, please provide the specific exemption(s) you believe justify withholding the records and inform me of the appeal process.

Thank you for your attention to this request. I look forward to your response within the 10 business days provided under Massachusetts law.

Sincerely,

Richard stebbins

54 Hope st

Springfield, MA 01119

413-949-1925

Message Body

 

Mr. Stebbins:

 

This responds to your public records request (below) to the Massachusetts Civil Service Commission.

 

On July 7, 2025, you submitted to the Commission the following request: “Under the Massachusetts Public Records Law, M.G.L. c. 66, I am requesting access to the following public records: All investment schedules and asset allocation reports from January 1, 2024, to present related to the Massachusetts Public Employee Retirement Administration Commission (PERAC), specifically including: BlackRock Exchange Traded Fund (ETF) holdings, including but not limited to crypto ETFs[;] Investments in cryptocurrency mining companies, including but not limited to Riot Platforms, Marathon Digital Holdings, and Bitdeer Technologies. All communications, meeting minutes, and correspondence from January 1, 2024, to present between PERAC officials and: Larry Fink (BlackRock CEO)[,] Maura Healey (Governor of Massachusetts)[,] Representatives of BlackRock[,] Representatives of cryptocurrency companies[.]”

 

The Civil Service Commission is a quasi-judicial appellate board whose primary mission is to hear and decide appeals by aggrieved civil service employees and those seeking appointment as civil service employees.  As such, we have no records responsive to your request. You may wish to consider reaching out to the Commonwealth’s Public Employee Retirement Administration Commission (PERAC) to see whether they might have the requested records.  You may file a public records request with PERAC at the following link:  Submit a Public Records Request to PERAC | Mass.gov

 

If you wish to challenge any aspect of this response, you may appeal to the Supervisor of Public Records following the procedure set forth in 950 C.M.R. 32.08, a copy of which is available at http://www.mass.gov/courts/case-legal-res/law-lib/laws-by-source/cmr/. You may also file a civil action in accordance with M.G.L. c. 66, 10A.

 

Best,

 

Caroline E. De Luca

Records Access Officer

 

 

---

From: Ricky Stebbins <thestebbman@yahoo.com>
Sent: Monday, July 7, 2025 1:10:32 AM
To: McGinniss, Felicia M. (PER) <Felicia.M.McGinniss@mass.gov>; recordsrequests@sec.state.ma.us <recordsrequests@sec.state.ma.us>; Dunker, Natacha A. (PER) <Natacha.A.Dunker@mass.gov>; Bowman, Christopher (CSC) <christopher.bowman@mass.gov>; Stein, Paul (CSC) <paul.m.stein@mass.gov>; Cynthia.Ittleman@state.ma.us <Cynthia.Ittleman@state.ma.us>; Camuso, Paul A. (CSC) <paul.a.camuso@mass.gov>; zzTivnan, Kevin M (CSC) <kevin.m.tivnan@mass.gov>; Diaz, Medes (CSC) <medes.diaz@mass.gov>; treasury.web@tre.state.ma.us <treasury.web@tre.state.ma.us>; EOEEA (EEA) <EEA@mass.gov>
Subject: Public Records Request – PERAC Investment Records 2024–2025

 

CAUTION: This email originated from a sender outside of the Commonwealth of Massachusetts mail system.  Do not click on links or open attachments unless you recognize the sender and know the content is safe.

 



 Dear Records Access Officer,

 

Under the Massachusetts Public Records Law, M.G.L. c. 66, I am requesting access to the following public records:

 

• All investment schedules and asset allocation reports from January 1, 2024, to present related to the Massachusetts Public Employee Retirement Administration Commission (PERAC), specifically including:
• BlackRock Exchange Traded Fund (ETF) holdings, including but not limited to crypto ETFs.
• Investments in cryptocurrency mining companies, including but not limited to Riot Platforms, Marathon Digital Holdings, and Bitdeer Technologies.
•  
• All communications, meeting minutes, and correspondence from January 1, 2024, to present between PERAC officials and:
• Larry Fink (BlackRock CEO)
• Maura Healey (Governor of Massachusetts)
• Representatives of BlackRock
• Representatives of cryptocurrency companies
•  

 

 

If the total cost to fulfill this request will exceed $50, please contact me with an estimate before proceeding. If possible, I prefer to receive records electronically via email.

 

If any part of this request is denied, please provide the specific exemption(s) you believe justify withholding the records and inform me of the appeal process.

 

Thank you for your attention to this request. I look forward to your response within the 10 business days provided under Massachusetts law.

 

Sincerely,

Richard stebbins

54 Hope st

Springfield, MA 01119

413-949-1925

Re_ Hi John!!.pdfpdf · 265.3 KB

• RE_ PROSPER Application Access - BlackRock.pdfpdf · 224.6 KB

Re_ Hi John!!.pdfpdf · 265.3 KB

• RE_ PROSPER Application Access - BlackRock.pdfpdf · 224.6 KB